The National Quotation Bureau, now known as Pink Sheets LLC, is the publisher responsible for the compilation and dissemination of quotes for over-the-counter (OTC) securities, primarily known for their 'Pink Sheets'.
An in-depth exploration of net transactions, where buyers and sellers engage in securities transactions without fees or commissions, including historical context and examples.
An in-depth exploration of stocks reaching new high or low prices within the last 52 weeks, including their significance, influencing factors, and implications for investors.
A comprehensive guide covering what a new listing is in the context of the stock or bond exchange, its requirements, types, implications, and historical context.
A comprehensive overview of the New York Stock Exchange Composite Index, including its definition, components, calculation, historical context, and significance.
A no-load fund is a type of mutual fund offered by open-end investment companies that imposes no sales charge on shareholders. Investors buy shares directly from these funds, bypassing brokers, and avoiding the fees associated with load funds.
Nonpublic Information involves facts about a company that can significantly impact its stock price when made public. It includes restrictions on trading for insiders until the information is disclosed to the public.
An Odd Lot refers to stocks or bonds traded in blocks of fewer than 100 shares. It is different from a round lot, which usually consists of 100 shares. This term is significant in trading as it can affect liquidity and transaction costs.
Standard & Poor’s 100 stock index, known as OEX, is an American stock market index comprised of 100 leading U.S. stocks with options traded on various exchanges.
An Open Order is a buy or sell order for securities that has not yet been executed or canceled. It may be classified as a Good-till-Canceled order, among other types.
A detailed explanation of 'Or Better (OB)' as an instruction used in limit orders to indicate that a broker should execute the order at a price better than the specified limit, if possible.
Outstanding capital stock refers to the shares in the hands of stockholder, which are crucial in the calculation of dividends and represent the total voting power in a corporation.
A comprehensive overview of Over The Counter (OTC) markets, exploring their structure, significance, types, examples, and differences with exchange-traded markets.
Overbought conditions occur when a security has experienced an unexpectedly sharp price rise and is vulnerable to a correction. Understanding this concept can help investors anticipate potential market movements.
A comprehensive look at the term 'Oversold,' referring to a stock or market that has experienced a sharp price decline, potentially signaling an imminent price rise as per technical analysis.
An in-depth look at Pink Sheets, the daily publication detailing bid and asked prices of thousands of OTC stocks, including historical context, practical applications, and related terms.
Poop and Scoop is an illegal stock market manipulation strategy where false negative information about a stock is spread to reduce its price, allowing manipulators to buy the stock cheaply and later profit from it.
A comprehensive overview of premium income, a type of income received by investors through the sale of put or call options. Includes definitions, types, considerations, examples, historical context, applicability, comparisons, related terms, FAQs, references, and a final summary.
The Presidential Election Cycle Theory hypothesizes that major stock market moves can be predicted based on the four-year presidential election cycle, anticipating economic recovery engineered by the incumbent president.
A Principal Stockholder is a stockholder who owns a significant number of shares in a corporation. Under Securities and Exchange Commission (SEC) rules, a principal stockholder owns 10% or more of the voting stock of a registered company.
A detailed examination of Reading the Tape, a method of monitoring changes in stock prices displayed on ticker tapes to gauge immediate market conditions of stocks, industry groups, or the market as a whole.
A Registered Representative (RR) is an employee of a stock exchange member broker/dealer who acts as an account executive for clients, providing advice on which securities to buy and sell. Licensed by the SEC and NYSE, RRs earn compensation through commission income.
Regular-Way Delivery (and Settlement) refers to the completion and finalization of a securities transaction at the office of the purchasing broker, typically on the third full business day following the transaction date, as mandated by the New York Stock Exchange.
A detailed explanation of the reverse split procedure, where a corporation reduces the number of shares outstanding while maintaining the market value.
A round lot, typically 100 shares for stocks or a specific par value for bonds, represents the standard trading unit on major securities exchanges like the New York Stock Exchange.
A detailed exploration of the term 'SEAT,' referring to membership on a securities or commodities exchange, typically bought and sold at market-driven prices.
Comprehensive overview of securities markets, including organized exchanges and over-the-counter markets, their structure, functions, and significance.
A comprehensive guide on the phenomenon of selling securities under pressure to avoid further declines in prices, often observed in financial markets. Includes examples, historical context, and related terms.
A sudden and sharp decrease in security prices where stock or bond holders panic and offload their holdings drastically, often signaling the bottom of a bear market.
Detailed explanation of Selling Short, a strategy involving the sale of securities, commodities, or foreign currency not actually owned by the seller, aiming to buy them back at a lower price.
An extensive guide to the financial strategy of selling short against the box, including definitions, types, examples, historical context, and related terms.
A sensitive market is one that is easily swayed by the announcement of positive or negative news, resulting in wider fluctuations compared to more confident markets.
Sentiment indicators are metrics used to gauge the prevailing mood of investors, whether bullish or bearish. Technical analysts often use these indicators as contrary signals to predict market movements.
Short covering involves the actual purchase of securities by a short seller to replace those borrowed at the time of a short sale. It plays a crucial role in financial markets and trading strategies.
Detailed exploration of Short Interest in the stock market, including definitions, mathematical formulations, historical context, and practical applications.
A short squeeze occurs when many traders with short positions are forced to buy stocks or commodities to cover their positions and prevent losses, leading to a surge in prices.
The Short-Sale Rule, rescinded in 2007, was a Securities and Exchange Commission rule that required short sales to be made only in a rising market. Also known as the plus-tick rule.
A comprehensive description of special situations in the stock market, involving stocks that are expected to change in value due to imminent events or exhibit high daily fluctuations due to specific news developments.
Comprehensive explanation of stock rights, also known as subscription rights or warrants, covering their types, uses, and examples in the context of stock markets and investments.
A detailed exploration of stock symbols—abbreviations used to identify companies on the securities exchanges where they trade, also called trading symbols.
An in-depth look at the definition and role of a Stockholder of Record, the individual or entity registered on a corporation's books as owning shares on a specified date, eligible for dividends and distributions.
A stop order is an instruction to a broker to buy or sell a security once it reaches a specified stop price, aimed at protecting profits or limiting losses.
The Subscription Price is the price at which existing shareholders of a corporation are entitled to purchase common shares during a rights offering, or the price at which subscription warrants can be exercised.
Suspended Trading refers to the temporary halt in trading a particular security, often in advance of major news announcements or to correct imbalances of buy and sell orders.
A Technical Rally is a short-term rise in the price of securities or commodities futures within a broader declining trend, often stimulated by bargain-hunting investors or the identification of support levels.
A comprehensive overview of the ticker system, including its function in providing real-time trading activity reports, historical context, and modern applications in stock exchanges.
Ticker tape historically refers to the paper strip on which stock price quotes were transmitted by telegraph machines. Nowadays, the term is often used to describe the continuous stream of price quotes seen on financial news channels.
The Tokyo Stock Exchange (TSE) is the largest of the eight stock exchanges in Japan and one of the largest, most important, and most active stock markets in the world. Formerly a continuous auction market, it is now fully computerized with no trading floor.
The Toronto Stock Exchange (TSE), the largest stock exchange in Canada, lists around 1,200 company stocks and offers 33 options. Operating with both open outcry and the Computer Assisted Trading System (CATS), it plays a pivotal role in financial markets.
An in-depth look into the practice of touting, which involves aggressive promotion by corporate spokespeople, public relations firms, brokers, or analysts, and the ethical implications it has in the financial markets.
A comprehensive guide to the concept of a trading post as a physical location on a stock exchange floor where particular securities are bought and sold.
A Trading Unit is the standardized number of shares, bonds, or other securities that is generally accepted for ordinary trading purposes on the exchanges.
Unissued stock refers to shares that a corporation is authorized to issue but has not yet distributed. These shares, while part of the company's authorized capital, do not participate in dividends and lack voting rights.
Unregistered stock, often known as letter stock, is a type of stock that is not registered with the Securities and Exchange Commission (SEC) and is usually issued through private placements. This article delves into the characteristics, types, and implications of unregistered stock.
A detailed exploration of an uptrend, which represents the upward direction in the price of a stock, bond, or commodity futures contract, or the overall market.
A detailed exploration of Wallflower stocks, their characteristics, and investment implications. Understand why these stocks have fallen out of favor with investors and how they are evaluated.
A Watch List is a compilation of securities singled out for special surveillance by a brokerage firm, an exchange, or another self-regulatory organization to track potential irregularities. This may include takeover candidates, companies about to issue new securities, or entities experiencing heavy trading volume.
Watered Stock refers to stock issued at a significantly inflated price relative to its book value or actual worth, often leading to ethical and financial complications.
An in-depth look into 'WHEN ISSUED' securities, focusing on condition-based transactions occurring before the formal issuance of authorized financial instruments, such as stocks, bonds, and U.S. Treasury securities.
An explanation of the X or XD symbols used in newspapers to signify when a stock is trading ex-dividend or when a bond is trading without accrued interest.
Explore the concept of the 52-week high/low, its significance in trading strategies, practical applications, and illustrative examples. A must-read for investors and traders aiming to make informed decisions.
An in-depth exploration of the 52-week range, detailing its definition, significance in stock trading, examples to illustrate its application, and investment strategies based on the 52-week range.
An in-depth exploration of the Accumulation/Distribution Indicator (A/D), a tool that uses volume and price to assess the strength of a stock’s price trend and spot potential reversals.
An in-depth overview of the adjusted closing price, how it is calculated, different types, its benefits and disadvantages, and its significance in stock market analysis.
The Advance/Decline (A/D) Line is a technical breadth indicator that shows market sentiment by calculating the difference between the number of advancing and declining stocks.
Explore the concept of Alpha in finance, its importance in measuring investment performance, and practical examples of its application relative to benchmark indices.
An in-depth examination of alphabet stocks, exploring their definition, how they function, various types, and their applications within a corporate structure.
Explore the comprehensive history, evolution, and current status of the American Stock Exchange (AMEX), now known as the NYSE American. This entry delves into its origins, significant milestones, and its role in the financial markets.
Explore the history, functionality, and modern significance of the Amsterdam Stock Exchange (AEX). Founded in the 1600s with the Dutch East India Co., it is considered the oldest in the world and merged to form Euronext Amsterdam in 2000.
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