A detailed exploration of the EU directive bringing hedge funds and private equity firms under regulatory supervision, its implications, history, and key components.
The European Securities and Markets Authority (ESMA) is an independent European Union (EU) authority that contributes to safeguarding the stability of the EU’s financial system by enhancing investor protection and promoting stable and orderly financial markets.
The European System of Financial Supervisors (ESFS) is a regulatory framework established by the European Union in response to the 2008 global financial crisis, comprising the European Supervisory Authorities (ESAs) - the EBA, ESMA, and EIOPA.
The Prudential Regulation Authority (PRA) is an agency under the Bank of England responsible for the prudential supervision and regulation of the UK financial system, promoting safety, soundness, and policyholder protection.
Series 24 is a licensing exam and designation that grants supervisory authority at a higher level compared to the branch-level focus of Series 9/10.
Private accountants are in-house professionals employed by an organization to maintain financial control and supervise the organization's accounting system. The most senior private accountant in an organization is known as the Controller.
