Licensing Exam

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August 31, 2024 3 min read Definitions
Series 24: General Securities Principal Qualification Examination
Finance Banking Investments Series 24 General Securities Principal Licensing Exam Financial Supervision FINRA
Series 24 is a licensing exam and designation that grants supervisory authority at a higher level compared to the branch-level focus of Series 9/10.
Read more about Series 24: General Securities Principal Qualification Examination.
August 31, 2024 4 min read Definitions
Series 66: Uniform Combined State Law Examination
Finance Banking Investments Series 66 Financial Advising Securities State Regulations Licensing Exam
The Series 66 exam is designed for individuals seeking to become investment adviser representatives or securities salespeople, focusing on state regulations.
Read more about Series 66: Uniform Combined State Law Examination.
August 24, 2024 3 min read Definitions
Understanding the Series 66 Exam: Requirements and Procedures
Finance Investments Series 66 Investment Advisor Securities Agent Licensing Exam Financial Certification
A comprehensive guide to the Series 66 Exam, including the requirements, procedures, and essential information for aspiring investment advisor representatives and securities agents.
Read more about Understanding the Series 66 Exam: Requirements and Procedures.

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