Investor Relations (IR) is a strategic management responsibility that integrates finance, communication, marketing, and securities law compliance to enable effective two-way communication with the financial community.
State securities regulations are legal frameworks imposed by individual states in the United States to govern the sale and trading of securities. These regulations ensure investor protection, maintain market integrity, and facilitate fair and transparent securities markets.
Legislation aimed at improving corporate governance and accountability in response to financial scandals, introducing measures such as CEO and CFO certification of financial reports, auditor independence, and stringent penalties for securities law violations.
An in-depth explanation of the Howey Test, its historical context, criteria for defining an investment contract, and its significant implications for the cryptocurrency market.
Comprehensive coverage of insider information, including its definition, examples, and the legal implications involved. Understand the significance and potential consequences of using insider information in financial markets.
Options backdating involves the practice of issuing stock options retroactively to benefit the option holder. This entry explores its mechanics, legal considerations, historical examples, and impacts on financial reporting and corporate governance.
