Volume Restrictions

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August 31, 2024 4 min read Definitions
Control Securities: Definition and Overview
Finance Investments Stock Markets Control Securities Rule 144 Affiliate Volume Restrictions Financial Regulations
Control securities are owned by an affiliate of the issuing company and are subject to volume restrictions regardless of how they were acquired. This article provides an in-depth look at control securities, including their historical context, key regulations, and relevance in the financial market.
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